Jarrod Scott Thompson

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 04/2014 → 07/2022
  Equitable Advisors, Llc
  New York, NY
• 07/2022 → Present
  Gwn Securities, Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2021-08-19 → 2022-07-11
  Equitable Advisors, Llc
  Springtown, TX
  Houston, TX
  Houston, TX

Other Businesses

DANNY TAMPICO, IS NOT INVESTMENT RELATED, MUSIC, MUSIC ARTIST, 2022-07-11, 10 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, COMMISSION COMPENSATION, MAKE MUSIC AND DJ LOCALLY. CATALYST FINANCIAL GROUP, IS INVESTMENT RELATED, "SELL INSURANCE (LIFE, LONG-TERM CARE, ETC.)", INSURANCE AGENT, 2022-07-05, 40 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, COMMISSION COMPENSATION, "SELL INSURANCE (LIFE, LONG-TERM CARE, ETC.) ALONG WITH THE FINANCIAL SERVICES THROUGH GWN SECURITIES" BOSTONIAN RESERVE IS NOT INVESTMENT RELATED, HOA PRESIDENT, PRESIDENT, 2023-12-15, 2 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, NO COMPENSATION, "MAKE DECISIONS ON MANAGING THE HOA I.E. PROPERTY UPKEEP, HAVING ENOUGH IN SAVINGS, ETC., ACTIVITIES, AND MATTERS WITHIN THE CONDOMINIUM. NO TRADING OR SECURITIES PURCHASES ARE INVOLVED." J.S. THOMPSON FINANCIAL INVESTMENT RELATED; OWNER ; 2 HOURS PER MONTH AND 0 DURING TRADING HOURS; NATURE: INVESTMENT ADVICE, FINANCIAL CONSULTATION, AND INSURANCE (LIFE, LONG-TERM CARE, ETC.); ADDRESS: 401 N. FRANKLIN ST. HOUSTON TX 77002; START: 07/05/2022; DUTY: SELL INSURANCE (LIFE, LONG-TERM CARE, ETC.) ALONG WITH THE FINANCIAL SERVICES THROUGH GWN SECURITIES. DBA IS REGISTERED WITH THE STATE. COMPENSATION IS FEE-BASED AS WELL AS COMMISSION BASED. COMPENSATION: OTHER

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-18
• S63 Uniform Securities Agent State Law Examination
  2014-08-15