Brooke Nicole Miller

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 01/2017
  Mutual Securities, Inc.
  Camarillo, CA
• 12/2014 → 01/2017
  Kummer Financial Strategies, Inc.
  Highlands Ranch, CO
• 01/2017 → 01/2023
  Iwp Wealth Pca
  Denver, CO
• 01/2023 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2017-01-14 → 2022-11-17
  Iwp Wealth - Private Client Advisors
  Denver, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-05-01

Designations

• Certified Financial Planner

Other Names

• Brooke Thornton
• Brooke Nicole Thornton