Leif Stefone Tinsley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-15

CA RA
APPROVED

Since 2025-05-15

Branch Locations

1965 Cleveland Ave, Santa Rosa, CA 95401 • United States

112 Vintage Way, Ste C1, Novato, CA 94945 • United States

985 Golf Course Drive, Rohnert Park, CA 94928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	10/2015	12/2018
Cuso Financial Services	San Diego	CA	12/2018	05/2025
Patelco Credit Union	Santa Rosa	CA	12/2018	Present
Lpl Financial Llc	Santa Rosa	CA	05/2025	Present

10/2015 → 12/2018

Edward Jones

St. Louis, MO
12/2018 → 05/2025

Cuso Financial Services

San Diego, CA
12/2018 → Present

Patelco Credit Union

Santa Rosa, CA
05/2025 → Present

Lpl Financial Llc

Santa Rosa, CA

Previous Registrations

2018-12-17 → 2025-05-15

Cuso Financial Services, L.P.

Rohnert Park, CA

Novato, CA

Santa Rosa, CA

San Diego, CA
2016-01-20 → 2018-12-11

Edward Jones

Santa Rosa, CA

St Louis, MO

Tempe, AZ

Windsor, CA

Other Businesses

1. 4/23/2025: Patelco Financial Solutions; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/23/2025; 160hrs/mo. during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-22

S66 Uniform Combined State Law Examination

2015-12-22

View on SEC IAPD