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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
1965 Cleveland Ave, Santa Rosa, CA 95401 • United States
112 Vintage Way, Ste C1, Novato, CA 94945 • United States
985 Golf Course Drive, Rohnert Park, CA 94928 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2015 | 12/2018 |
| Cuso Financial Services | San Diego | CA | 12/2018 | 05/2025 |
| Patelco Credit Union | Santa Rosa | CA | 12/2018 | Present |
| Lpl Financial Llc | Santa Rosa | CA | 05/2025 | Present |
1. 4/23/2025: Patelco Financial Solutions; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/23/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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