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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

1965 Cleveland Ave, Santa Rosa, CA 95401 • United States

112 Vintage Way, Ste C1, Novato, CA 94945 • United States

985 Golf Course Drive, Rohnert Park, CA 94928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2015 12/2018
Cuso Financial Services San Diego CA 12/2018 05/2025
Patelco Credit Union Santa Rosa CA 12/2018 Present
Lpl Financial Llc Santa Rosa CA 05/2025 Present
  • 10/2015 → 12/2018
    St. Louis, MO
  • 12/2018 → 05/2025
    Cuso Financial Services
    San Diego, CA
  • 12/2018 → Present
    Patelco Credit Union
    Santa Rosa, CA
  • 05/2025 → Present
    Santa Rosa, CA
Previous Registrations
  • 2018-12-17 → 2025-05-15
    Cuso Financial Services, L.P.
    Rohnert Park, CA
    Novato, CA
    Santa Rosa, CA
    San Diego, CA
  • 2016-01-20 → 2018-12-11
    Santa Rosa, CA
    St Louis, MO
    Tempe, AZ
    Windsor, CA
Other Businesses

1. 4/23/2025: Patelco Financial Solutions; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/23/2025; 160hrs/mo. during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22

View on SEC IAPD

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