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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-03
  • PA RA
    APPROVED
    Since 2016-11-03

Branch Locations

235 N Sycamore St, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Wealth Partners New York NY 02/2014 11/2016
Minnesota Life Insurance Company St Paul MN 02/2014 11/2016
Securian Financial Services, Inc St Paul MN 02/2014 11/2016
Cambridge Investment Research, Inc. Fairfield IA 11/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2016 Present
  • 02/2014 → 11/2016
    Allied Wealth Partners
    New York, NY
  • 02/2014 → 11/2016
    Minnesota Life Insurance Company
    St Paul, MN
  • 02/2014 → 11/2016
    Securian Financial Services, Inc
    St Paul, MN
  • 11/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2016 → Present
    Fairfield, IA
Other Businesses

1.MULTIPLE REAL ESTATE HOLDINGS, 341 BROWNSBURG RD, NEWTOWN, PA, OWN RENTAL CONDOS IN BOCA RATON, FL & LAWRENCEVILLE, NJ 10/2016. NIR - 0 HRS. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 32.5/TRADING. 11/03/16. 3.COMPREHENSIVE INSURANCE RISK MANAGEMENT LLC, 235 N SYCAMORE ST, NEWTOWN, PA, 11/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 2/TRADNG. 4.BUXMONT LETIP, 333 W ST RD, WARMINSTER, PA, 5/2018 AS MEMBERSHIP CHAIRPERSON. NIR - 2/MO - 0/TRADING. 5. SPORT CARD COLLECTOR, PA, 01/2019. NIR-5/MO-0/TRADING. 6. CALLE FINANCIAL LLC, 235 North Sycamore Street, Newtown PA 18940, United States, 12/01/2016, Investment Advisor Representative, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-01
  • S66 Uniform Combined State Law Examination
    2014-03-01
Designations

View on SEC IAPD

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