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Rion James Dalby

Jdl Advisers

Newport Beach, CA

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Current Employers
Jdl Advisers

3991 Macarthur Blvd 4Th Floor, Newport Beach, CA 92660-3032 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-12
GA RA APPROVED 2026-08-07
IL RA APPROVED 2026-08-07
MO RA APPROVED 2026-08-07
PA RA APPROVED 2026-08-07
WI RA APPROVED 2024-05-23
WY RA APPROVED 2024-04-15
ID RA APPROVED 2023-08-10
WA RA APPROVED 2022-06-28
HI RA APPROVED 2021-06-15
NY RA APPROVED 2021-06-08
MI RA APPROVED 2021-05-27
VA RA APPROVED 2021-05-26
CO RA APPROVED 2021-05-25
TX RA APPROVED_RES 2021-05-25
OR RA APPROVED 2020-09-08
NV RA APPROVED 2020-05-27
AZ RA APPROVED 2020-05-11
CA RA APPROVED 2006-10-11
  • NC RA
    APPROVED
    Since 2026-08-12
  • GA RA
    APPROVED
    Since 2026-08-07
  • IL RA
    APPROVED
    Since 2026-08-07
  • MO RA
    APPROVED
    Since 2026-08-07
  • PA RA
    APPROVED
    Since 2026-08-07
  • WI RA
    APPROVED
    Since 2024-05-23
  • WY RA
    APPROVED
    Since 2024-04-15
  • ID RA
    APPROVED
    Since 2023-08-10
  • WA RA
    APPROVED
    Since 2022-06-28
  • HI RA
    APPROVED
    Since 2021-06-15
  • NY RA
    APPROVED
    Since 2021-06-08
  • MI RA
    APPROVED
    Since 2021-05-27
  • VA RA
    APPROVED
    Since 2021-05-26
  • CO RA
    APPROVED
    Since 2021-05-25
  • TX RA
    APPROVED_RES
    Since 2021-05-25
  • OR RA
    APPROVED
    Since 2020-09-08
  • NV RA
    APPROVED
    Since 2020-05-27
  • AZ RA
    APPROVED
    Since 2020-05-11
  • CA RA
    APPROVED
    Since 2006-10-11

Branch Locations

3991 Macarthur Blvd 4Th Floor, Newport Beach, CA 92660-3032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jdl Securities Corporation Newport Beach CA 03/2006 Present
J. Derek Lewis & Associates, Inc. Newport Beach CA 09/2006 Present
Kean Coffee Newport Beach CA 10/2009 12/2016
  • 03/2006 → Present
    Jdl Securities Corporation
    Newport Beach, CA
  • 09/2006 → Present
    J. Derek Lewis & Associates, Inc.
    Newport Beach, CA
  • 10/2009 → 12/2016
    Kean Coffee
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-01
S63 Uniform Securities Agent State Law Examination 2006-04-29
  • S65 Uniform Investment Adviser Law Examination
    2006-09-01
  • S63 Uniform Securities Agent State Law Examination
    2006-04-29

View on SEC IAPD

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