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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED_RES | 2024-01-04 |
Branch Locations
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Charlotte | NC | 03/2014 | 05/2017 |
| Bb&T Securities | Wilmington | NC | 05/2017 | 02/2021 |
| Truist Investment Services, Inc. | Wilmington | NC | 02/2021 | 01/2024 |
| Truist Advisory Services, Inc. | Wilmington | NC | 02/2021 | 01/2024 |
| Rbc Capital Markets, Llc | Wilmington | NC | 01/2024 | Present |
(1) NAME OF ENTITY: Seahawk Investment Strategies LLC ADDRESS: 1152 N Buckner Blvd Unit 123 Dallas TX 75218 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 07/12/2020 CAPACITY: Committee/Council Member DUTIES: My responsibilities are to provide feedback to students on their thought process and presentation in order to enhance their learning and understanding of investment management concepts. I then give my opinion on the students' recommendations. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-11 |
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