Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Saint Petersburg | FL | 02/2014 | 06/2019 |
| Morgan Stanley | St. Petersburg | FL | 09/2019 | 04/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | 04/2024 |
| Massmutual | Springfield | MA | 04/2024 | Present |
| Mml Investors Services, Llc | St. Petersburg | FL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-29 |
Reach out to this advisor