Felicity Di Pisa

Employer firm

Uhy Wealth Management Ria LLC CRD 317608

$103M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2026
  Prudential Insurance Company Of America
  San Diego, CA
• 08/2014 → 11/2024
  Pruco Securities, Llc.
  San Diego, CA
• 11/2014 → 11/2024
  Dickerson Group
  Los Angeles, CA
• 12/2014 → 11/2024
  California Health Benefit Exchange
  San Diego, CA
• 08/2017 → 07/2018
  California Choice
  Orange, CA
• 07/2018 → 12/2022
  Copower
  San Mateo, CA
• 11/2024 → 03/2026
  Lpl Enterprise, Llc
  San Diego, CA
• 04/2026 → Present
  Uhy Wealth Management Ria Llc
  Farmington Hills, MI

Previous Registrations

• 2024-11-14 → 2026-04-01
  Lpl Enterprise, Llc
  San Diego, CA
• 2014-09-13 → 2024-11-14
  Pruco Securities, Llc.
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1)12/17/2024- broker health insurance groups and IFP- Non-Variable Insurance-group benefits through my GA- inv. related- at San Diego, CA-start date 01/01/2014- 10hrs/mnth-20hrs during trading 2)12/17/2024- Covered CA IFP and small group - Non-Variable Insurance- broker for health insurance state exchange for IFP via Covered CA- inv. related - at San Diego, CA- start date 01/01/2014- 3hrs/mnth-3hrs during trading 3)12/17/2024- Clairemont Dr Rental - Real Estate Rental- we own a duplex and it is being rented to 2 families- inv. related- at San Diego, CA- Start date 10/01/2018- 2hrs/mnth-2hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2014-08-06

Other Names

• Felicity Patricot