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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-30
VA RA APPROVED 2020-04-30
  • TX RA
    APPROVED
    Since 2020-04-30
  • VA RA
    APPROVED
    Since 2020-04-30

Branch Locations

2611 Prince William Pkwy, Woodbridge, VA 22192 • United States

9405 Lorton Market St, Lorton, VA 22079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 07/2016 03/2018
Wells Fargo Advisors Financial Network, Llc Bethesda MD 03/2018 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodbridge VA 04/2020 Present
Bank Of America, N.A. Woodbridge VA 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2018-10-22

View on SEC IAPD

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