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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED | 2020-02-05 |
| CT | RA | APPROVED | 2019-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Access Federal Credit Union | Clinton | NY | 12/2015 | 12/2016 |
| Morgan Stanley | Utica | NY | 01/2017 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-19 |
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