Best Investors Account Sign in
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-15
CT RA APPROVED 2024-01-02
NJ RA APPROVED 2023-11-14
PA RA APPROVED 2023-11-14
NY RA APPROVED 2023-03-23
  • FL RA
    APPROVED
    Since 2024-02-15
  • CT RA
    APPROVED
    Since 2024-01-02
  • NJ RA
    APPROVED
    Since 2023-11-14
  • PA RA
    APPROVED
    Since 2023-11-14
  • NY RA
    APPROVED
    Since 2023-03-23

Branch Locations

1300 North Ave., New Rochelle, NY 10804 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

569 West 235Th Street Ms: Ny350, Bronx, NY 10463 • United States

2195 Central Park Ave Ms: Nya107, Yonkers, NY 10710 • United States

74 Pondfield Rd Ms: Ny352, Bronxville, NY 10708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 06/2014 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yonkers NY 11/2018 03/2023
Bank Of America, N.A. Yonkers NY 11/2018 03/2023
Citizens Securities, Inc. Bronx NY 03/2023 Present
Previous Registrations
Other Businesses

Glass psychotherapy - office manager; 4 - 16 hours/weekend only; start date: 01/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2014-10-20

View on SEC IAPD

More in New Rochelle, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor