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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-08
  • WA RA
    APPROVED
    Since 2024-11-08

Branch Locations

18850 103Rd Ave Sw Suite 121, Vashon Island, WA 98070 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-06-14
  • WA RA
    APPROVED
    Since 2024-06-14

Branch Locations

18850 103Rd Ave Sw Suite 121, Vashon Island, WA 98070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 01/2014 11/2020
Securities America, Inc. Vashon Island WA 11/2020 06/2024
Securities America Advisors, Inc. Vashon Island WA 11/2020 06/2024
Arbor Point Advisors Vashon Island WA 11/2020 11/2024
Osaic Wealth, Inc. Vashon Island WA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 01/2014 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    Vashon Island, WA
  • 11/2020 → 06/2024
    Securities America Advisors, Inc.
    Vashon Island, WA
  • 11/2020 → 11/2024
    Arbor Point Advisors
    Vashon Island, WA
  • 06/2024 → Present
    Vashon Island, WA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2020-11-06 → 2024-11-08
    Arbor Point Advisors
    Vashon Island, WA
    Vashon Island, WA
  • 2020-11-06 → 2024-06-14
    Securities America Advisors, Inc.
    Vashon Island, WA
    Vashon Island, WA
  • 2014-06-04 → 2020-11-06
    Kms Financial Services, Inc.
    Vashon Island, WA
    Seattle, WA
Other Businesses

1. DBA - Basecamp Investments 2. JT SHEFFIELD INDUSTRIAL PARK POSITION: Vice-Chair NATURE: Condo Association INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 18850 103rd Ave SW, Vashon WA 98070, United States DESCRIPTION: I own my office space as part of the JTSIP Condo Association and have been elected to join the board of directors as the Vice-chair starting November 5th of 2024. I will be responsible for running board meetings and attending various committee meetings. 3. FIFTHBENCH, LLC POSITION: Owner NATURE: Real estate LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2025 ADDRESS: 15133 Westside Hwy SW, Vashon WA 98070, United States DESCRIPTION: Manage rental units and company books.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-03
  • S66 Uniform Combined State Law Examination
    2014-06-03
Other Names
  • Nathan Enzian

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