Scott Michael Dunlap

Employer firm

Human Capital Wealth Management CRD 319649

$18.5M regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Human Capital Wealth Management

Fishers, IN • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-08
IN	RA	APPROVED	2022-04-27

TX RA
APPROVED_RES

Since 2026-06-08
IN RA
APPROVED

Since 2022-04-27

Branch Locations

Fishers, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Northwestern Mutual	Milwaukee	WI	01/2014	06/2020
Wpfg/Massmutual	Indianapolis	IN	06/2020	04/2022
Human Capital, Llc	Fishers	IN	06/2020	Present
Urban Upscale Real Estate & Urban Upscale Holdings	Fisher	IN	12/2018	12/2025

01/2014 → 06/2020

Northwestern Mutual

Milwaukee, WI
06/2020 → 04/2022

Wpfg/Massmutual

Indianapolis, IN
06/2020 → Present

Human Capital, Llc

Fishers, IN
12/2018 → 12/2025

Urban Upscale Real Estate & Urban Upscale Holdings

Fisher, IN

Previous Registrations

2020-08-10 → 2022-04-27

Mml Investors Services, Llc

Indianapolis, IN
2020-05-18 → 2020-08-10

Northwestern Mutual Investment Services, Llc

Indianapolis, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-16
S63	Uniform Securities Agent State Law Examination	2015-02-09

S65 Uniform Investment Adviser Law Examination

2020-05-16
S63 Uniform Securities Agent State Law Examination

2015-02-09

View on SEC IAPD