Steeve Koven-Augustin

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Prudential Insurance Company Of America
  Melville, NY
• 01/2014 → 11/2024
  Pruco Securities, Llc.
  Melville, NY
• 12/2013 → Present
  Alpha 1 Security
  Lake Grove, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Melville, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Melville, NY
  Babylon, NY
  Melville, NY
  Babylon, NY

Other Businesses

1. 11/14/2024 - Chamber of Commerce - Non-Profit Board Member - Babylon, NY - INV REL - Start Date 01/01/2025 - 3hrs/mth 2. 11/14/2024 - RITTER INSURANCE - Non-Variable Insurance Commission Trails - Dix Hills, NY - INV REL - Start Date 05/30/2024 - 0hrs/mth 3. 05/30/2025 - THE RHG GROUP INSURANCE IN THE STATE OF FLORIDA - DBA for LPL Business (entity for LPL business) - West Hampton Beach, NY - INV REL - Start Date 05/27/2025 - 320hrs/mth - 160hrs during trading 4. 06/03/2025 - RG Wealth Management Group - DBA for LPL Business (entity for LPL business) - West Hampton Beach, NY - INV REL - Start Date 05/27/2025 - 320hrs/mth - 160hrs during trading Group Health Ins~32 kenmore st, Dix Hills, NY 11746~Health Ins Sales~N~Brooker~02/08/2016~2 hrs/mo~2 trading hrs/mo

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-06-16

Other Names

• Steeve Augustin
• Steeve Augustin