Calvin Eugene Nelson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-22
NY	RA	APPROVED	2021-04-12

TX RA
APPROVED_RES

Since 2022-04-22
NY RA
APPROVED

Since 2021-04-12

Branch Locations

60 Merritt Blvd; Suite 201, Fishkill, NY 12524 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	Newburgh	NY	11/2014	06/2019
Cetera Investment Advisers Llc	Fishkill	NY	06/2019	Present
Cetera Investment Services Llc	St. Cloud	MN	06/2019	Present

11/2014 → 06/2019

Foresters Financial

Newburgh, NY
06/2019 → Present

Cetera Investment Advisers Llc

Fishkill, NY
06/2019 → Present

Cetera Investment Services Llc

St. Cloud, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-05-02

S63 Uniform Securities Agent State Law Examination

2014-05-02

Other Names

Calvin Nelson

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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