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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcf National Bank | Byron Center | MI | 07/2015 | 10/2025 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2015 | 10/2025 |
| Cetera Investment Advisors Llc | Byron Center | MI | 10/2015 | 10/2025 |
| The Huntington Investment Company | Columbus | OH | 10/2021 | 10/2025 |
| Wintrust Bank | Byron Center | MI | 10/2025 | Present |
| Lpl Financial Llc | Byron Center | MI | 10/2025 | Present |
1. 10/2025 - INTRICATE DESIEGN - Business Owner - Not Inv Related - 05 Hour(s)/Month - 02 Hour(s) During Trading - Wyoming MI 49418 - OBA Start Date: 01/01/2022 2. 10/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WINTRUST INVESTMENT SERVICES - Inv Rel - At Reported Business Location(s) 3. 10/2025 - MMSL - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Wyoming MI 49418 - OBA Start Date: 01/01/2025 4. 10/2025 - MALTA WOODS - Business Owner - Not Inv Related - 15 Hour(s)/Month - 2 Hour(s) During Trading - Wyoming MI 49418 - OBA Start Date: 03/31/2023 5. 05/27/2026 - Intricate Equipment - Business Owner - Not Investment Related - Wyoming, MI - Start Date 05/26/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-01 |
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