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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-06
UT RA APPROVED 2024-08-06
  • TX RA
    APPROVED_RES
    Since 2024-08-06
  • UT RA
    APPROVED
    Since 2024-08-06

Branch Locations

South Jordan, UT • United States

680 West 10000 South, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 08/2014 03/2024
Morgan Stanley Services Group Inc. South Jordan UT 03/2017 01/2020
E*Trade Securities Llc South Jordan UT 05/2021 09/2023
Morgan Stanley South Jordan UT 06/2024 Present
Self Employed South Jordan UT 03/2024 06/2024
  • 08/2014 → 03/2024
    South Jordan, UT
  • 03/2017 → 01/2020
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 05/2021 → 09/2023
    E*Trade Securities Llc
    South Jordan, UT
  • 06/2024 → Present
    South Jordan, UT
  • 03/2024 → 06/2024
    Self Employed
    South Jordan, UT
Previous Registrations
  • 2016-03-08 → 2018-04-18
    South Jordan, UT
    South Jordan, UT
    South Jordan, UT
    South Jordan, UT
Other Businesses

*381857 - Dry Bar Comedy; Investment related - No; Provo, UtahArt/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 0; After business hours: 10; Other *342603 - Wiseguys Comedy & Various Comedy Venues; Investment related -No; Salt Lake City, Utah; Art/Culture; Comedian (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 20; Comedian

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2015-11-20
Other Names
  • Peter Galbraith Ballantine Jr
  • Peter Galbraith Ballantine

View on SEC IAPD

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