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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Old Saybrook | CT | 08/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Old Saybrook | CT | 08/2011 | Present |
| Liberty Bank | Deep River | CT | 08/2011 | Present |
| Liberty Bank Investment Services | Deep River | CT | 08/2012 | Present |
(1)Name of Business: Liberty Bank Address: 151 Main St, Deep River, CT, 06417, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 08/15/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor for Liberty Investment Services (2)Name of Business: Liberty Bank Investment Services Address: 151 Main St, Deep River, CT, 06417, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 08/10/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-23 |
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