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Matthew Patrick Simons

New York Life Investment Management LLC

Wayne, NJ

New York, NY

CRD 6296479

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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-25
NY RA APPROVED 2021-10-28
  • NJ RA
    APPROVED
    Since 2023-04-25
  • NY RA
    APPROVED
    Since 2021-10-28

Branch Locations

Wayne, NJ • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments New York NY 03/2015 Present
  • 03/2015 → Present
    New York Life Investments
    New York, NY
Previous Registrations
  • 2014-08-07 → 2015-03-10
    Edward Jones
    Maryland Heights, MO
    East Setauket, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-15
  • S66 Uniform Combined State Law Examination
    2014-06-15

View on SEC IAPD

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