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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-26
TX RA APPROVED 2024-02-26
  • SC RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED
    Since 2024-02-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 02/2014 02/2024
Lpl Financial Llc Fort Mill SC 02/2024 Present
  • 02/2014 → 02/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2024 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 2014-03-13
  • S66 Uniform Combined State Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    2014-03-13
Other Names
  • Jaime Michelle Torres
  • Jaime Torres Walker

View on SEC IAPD

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