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Tracy Loraine Poon Tip

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-17
TX RA APPROVED 2019-04-02
  • FL RA
    APPROVED
    Since 2019-04-17
  • TX RA
    APPROVED
    Since 2019-04-02

Branch Locations

101 E Kennedy Blvd Pbig - Florida Pwm Tampa, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 07/2017 Present
Extended Travel Port-Of-Spain 06/2017 06/2017
Axa Advisors, Llc Tampa FL 01/2014 05/2017
Bank Of America, N.A. Tampa FL 04/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2019-03-23
Other Names
  • Tracy Poon Tip

View on SEC IAPD

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