William A Ward

Current Employers

Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-14

NY RA
APPROVED

Since 2021-05-14

Branch Locations

Livonia, NY • United States

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Dewitt	NY	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Dewitt	NY	11/2016	04/2021
Pinnacle Investments Llc	Syracuse	NY	04/2021	Present

04/2015 → 11/2016

Wells Fargo Advisors Llc

Dewitt, NY
11/2016 → 04/2021

Wells Fargo Clearing Services, Llc

Dewitt, NY
04/2021 → Present

Pinnacle Investments Llc

Syracuse, NY

Previous Registrations

2015-04-27 → 2021-04-19

Wells Fargo Clearing Services, Llc

Dewitt, NY

Syracuse, NY
2014-11-20 → 2015-04-27

Equitable Advisors, Llc

Syracuse, NY

Syracuse, NY

Other Businesses

U.S. ARMY NATIONAL GUARD, NOT INV RELATED, DUNKIRK, NY, ENLISTED SOLDIER, START 10/18/2019, 25 HOURS PER MONTH, 16 HOURS DURING TRADING, MILITARY SERVICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-30

S66 Uniform Combined State Law Examination

2014-04-30

Other Names

William Andrew Ward

View on SEC IAPD