Spencer Michael Williams

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 07/2025
  Commonwealth Financial Network
  San Diego, CA
• 07/2025 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 07/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2014-03-17 → 2025-07-31
  Commonwealth Financial Network
  Dallas, TX
• 2012-07-02 → 2014-03-27
  First Allied Advisory Services, Inc.
  Dallas, TX
• 2010-01-19 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Allen, TX
• 2006-07-28 → 2010-01-22
  Lpl Financial Llc
  Dallas, TX

Other Businesses

(1)Name of Business: Planning Strategies, LLC Address: 12700 Park Central Dr Ste 420, Dallas, TX, 75251-1543, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% Owner 0 hours during trading 2) Fixed Insurance Sales Investment-related Dallas, TX Insurance Sales Agent 01/2007 0 hours per month 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-07-27

Designations

• Certified Financial Planner