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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
  • TX RA
    APPROVED
    Since 2023-09-19

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Fredericksburg TX 01/2014 09/2023
Hightower Advisors, Llc Dallas TX 09/2023 Present
  • 01/2014 → 09/2023
    Ameriprise Financial Services, Inc
    Fredericksburg, TX
  • 09/2023 → Present
    Dallas, TX
Previous Registrations
Other Businesses

Board of Directors; Fredericksburg ISD Education Foundation; President; Fredericksburg, TX 78624; Not Investment Related; September 2020; 1-9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-04
  • S66 Uniform Combined State Law Examination
    2020-01-04
Other Names
  • Kelly Anne Rhodes
  • Kelly Anne Hager

View on SEC IAPD

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