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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-07-01 |
Branch Locations
605 W. Main Street, Safford, AZ 85546 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Tucson | AZ | 03/2006 | 06/2020 |
| Elite Financial Services, Llc | Safford | AZ | 01/2006 | Present |
| Transamerica Financial Advisors, Inc | Tucson | AZ | 01/2012 | 06/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2020 | Present |
Elite Financial Services, LLC. / 0706-Present / tax preparation, other financial services education and assistance with budgeting, debt management, financial education LIFE INSURANCE PRODUCTS POSITION: insurance agent/producer NATURE: life insurance policy sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2006 ADDRESS: 605 W Main St, Safford, AZ AZ 85546, United States DESCRIPTION: Life Insurance product sales involve running illustrations based on client need, submitting policy information and reviewing client's needs on a periodic basis. NOON CREEK ENTERPRISES, INC POSITION: Shareholder/Director/Statutory Agent NATURE: retail product sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2012 ADDRESS: 1672 S HUMMINGBIRD LN, THATCHER, AZ AZ 85552, United States DESCRIPTION: I am a primary shareholder, director and statutory agent of this business. TANBIS INVESTMENTS, Is Investment Related, DBA, Financial Professional 06/30/2020,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-01 |
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