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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-07-01
  • AZ RA
    APPROVED
    Since 2020-07-01

Branch Locations

605 W. Main Street, Safford, AZ 85546 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Tucson AZ 03/2006 06/2020
Elite Financial Services, Llc Safford AZ 01/2006 Present
Transamerica Financial Advisors, Inc Tucson AZ 01/2012 06/2020
Gwn Securities, Inc. Palm Beach Gardens FL 06/2020 Present
  • 03/2006 → 06/2020
    World Financial Group
    Tucson, AZ
  • 01/2006 → Present
    Elite Financial Services, Llc
    Safford, AZ
  • 01/2012 → 06/2020
    Transamerica Financial Advisors, Inc
    Tucson, AZ
  • 06/2020 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

Elite Financial Services, LLC. / 0706-Present / tax preparation, other financial services education and assistance with budgeting, debt management, financial education LIFE INSURANCE PRODUCTS POSITION: insurance agent/producer NATURE: life insurance policy sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2006 ADDRESS: 605 W Main St, Safford, AZ AZ 85546, United States DESCRIPTION: Life Insurance product sales involve running illustrations based on client need, submitting policy information and reviewing client's needs on a periodic basis. NOON CREEK ENTERPRISES, INC POSITION: Shareholder/Director/Statutory Agent NATURE: retail product sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2012 ADDRESS: 1672 S HUMMINGBIRD LN, THATCHER, AZ AZ 85552, United States DESCRIPTION: I am a primary shareholder, director and statutory agent of this business. TANBIS INVESTMENTS, Is Investment Related, DBA, Financial Professional 06/30/2020,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-29
S63 Uniform Securities Agent State Law Examination 2006-05-01
  • S65 Uniform Investment Adviser Law Examination
    2008-10-29
  • S63 Uniform Securities Agent State Law Examination
    2006-05-01
Other Names
  • Tanya Simmons
  • Tanya Clough

View on SEC IAPD

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