Shane Christopher Braff Bengtson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2017
  The Retirement Planning Group, Inc.
  Overland Park, KS
• 09/2017 → 11/2017
  Devoe & Company
  St. Louis, MO
• 12/2017 → 12/2023
  Td Ameritrade
  St. Louis, MO
• 10/2022 → Present
  Charles Schwab & Co., Inc.
  Grover, MO

Previous Registrations

• 2018-06-08 → 2022-10-14
  Td Ameritrade, Inc.
  St. Louis, MO
  San Diego, CA
  St. Louis, MO
  San Diego, CA
  St Louis, MO
  St. Louis, MO
• 2017-04-04 → 2017-12-05
  Cetera Planning Partners
  St. Louis, MO
  Leawood, KS
• 2006-10-25 → 2015-12-23
  Charles Schwab & Co., Inc.
  Minneapolis, MN
  St. Louis, MO
  Chesterfield, MO
• 2004-05-25 → 2004-12-01
  Avantax Planning Partners, Inc.
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-06-07
• S65 Uniform Investment Adviser Law Examination
  2004-05-21

Other Names

• Shane Christopher-Braff Bengtson
• Shane Christopher Braffbengtson
• Shane Christopher-Braff Bengtson
• Shane C. Christopher-Braff Bengtson
• Shane Christopher Braff Bengtson
• Shane Christopher Broff Bengtson