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Shane Christopher Braff Bengtson

Charles Schwab & Co., Inc.

Westlake, TX

Grover, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-06
  • MO RA
    APPROVED
    Since 2022-10-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Grover, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Planning Group, Inc. Overland Park KS 01/2016 08/2017
Devoe & Company St. Louis MO 09/2017 11/2017
Td Ameritrade St. Louis MO 12/2017 12/2023
Charles Schwab & Co., Inc. Grover MO 10/2022 Present
  • 01/2016 → 08/2017
    The Retirement Planning Group, Inc.
    Overland Park, KS
  • 09/2017 → 11/2017
    Devoe & Company
    St. Louis, MO
  • 12/2017 → 12/2023
    Td Ameritrade
    St. Louis, MO
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Grover, MO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-07
S65 Uniform Investment Adviser Law Examination 2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-06-07
  • S65 Uniform Investment Adviser Law Examination
    2004-05-21
Other Names
  • Shane Christopher-Braff Bengtson
  • Shane Christopher Braffbengtson
  • Shane Christopher-Braff Bengtson
  • Shane C. Christopher-Braff Bengtson
  • Shane Christopher Braff Bengtson
  • Shane Christopher Broff Bengtson

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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