Sofia Carter

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-12-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	01/2014	07/2019
Bank Of America, N.A.	Fort Worth	TX	01/2014	07/2019
J.P. Morgan Securities Llc	Orlando	FL	07/2019	11/2022
Jpmorgan Chase Bank, N.A.	Orlando	FL	07/2019	11/2022
Taza Holdings Llc	Odessa	FL	05/2021	09/2022
The Huntington Investment Company	Columbus	OH	11/2022	05/2023
J.P. Morgan Securities Llc	Sunbury	OH	06/2023	12/2025
Jpmorgan Chase Bank, N.A.	Sunbury	OH	06/2023	12/2025
Huntington National Bank	Columbus	OH	12/2022	05/2023
Key Investment Services, Llc	Brooklyn	OH	12/2025	Present

01/2014 → 07/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
01/2014 → 07/2019

Bank Of America, N.A.

Fort Worth, TX
07/2019 → 11/2022

J.P. Morgan Securities Llc

Orlando, FL
07/2019 → 11/2022

Jpmorgan Chase Bank, N.A.

Orlando, FL
05/2021 → 09/2022

Taza Holdings Llc

Odessa, FL
11/2022 → 05/2023

The Huntington Investment Company

Columbus, OH
06/2023 → 12/2025

J.P. Morgan Securities Llc

Sunbury, OH
06/2023 → 12/2025

Jpmorgan Chase Bank, N.A.

Sunbury, OH
12/2022 → 05/2023

Huntington National Bank

Columbus, OH
12/2025 → Present

Key Investment Services, Llc

Brooklyn, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-05

Other Firms