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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-07-09
TX RA APPROVED_RES 2014-05-05
  • FL RA
    APPROVED
    Since 2014-07-09
  • TX RA
    APPROVED_RES
    Since 2014-05-05

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2014 Present
Bank Of America, N.A. Jacksonville FL 04/2014 Present
Other Businesses

I*1656271 Name of OBA: Adam Nicholas / hobby sales Address: Saint Johns, FloridaInvestment Related: NO Position, Title, Association: OtherEmployee Start Date: 08/23/2023No Hours: YEARLY Hours during trading: 0Duties: Occasional, and potential future selling of items from my personal collection of fossils. I*1992263, Entity Type, Name of OBA: Rental Property 1 Address: St. Augustine, FL 32084 Investment Related: N Position, Title, Association: Sole Owner Employee Start Date: 02/15/2025 No Hours: 1 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-25
  • S66 Uniform Combined State Law Examination
    2014-04-25
Other Names
  • Adam Robert Nicholas

View on SEC IAPD

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