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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ponte Vedra Beach | FL | 05/2026 | Present |
| Mdg Enterprises | Jacksonville | FL | 07/2024 | 05/2026 |
| Bank Of America, N.A. | Ponte Vedra Beach | FL | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 07/2015 | 09/2019 |
| Bank Of America, N.A. | Jacksonville | FL | 09/2015 | 09/2019 |
| Unemployed | Jacksonville | FL | 10/2019 | 03/2020 |
| Regions Bank | Jacksonville | FL | 04/2020 | 06/2024 |
| Cetera Investment Advisers Llc | Jacksonville | FL | 04/2020 | 06/2024 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2020 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-14 |
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