Best Investors Account Sign in

Alexis Nicole Devorss

Principal Securities, Inc.

Folsom, CA

CRD 5122186

Claim This Profile
Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-21
TX RA APPROVED_RES 2025-05-21
  • CA RA
    APPROVED
    Since 2025-05-21
  • TX RA
    APPROVED_RES
    Since 2025-05-21

Branch Locations

110 Blue Ravine Rd Ste 158, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westcorp Financial & Insurance Services Folsom CA 08/2008 Present
Principal Securities Inc Folsom CA 03/2016 Present
  • 08/2008 → Present
    Westcorp Financial & Insurance Services
    Folsom, CA
  • 03/2016 → Present
    Folsom, CA
Other Businesses

**WESTCORP FINANCIAL SERVICES, INC. OPERATIONS MANAGER, ACCOUNT SALES OF GROUP INSURANCE AND GROUP BENEFITS, 4/7/2010. **PROPERTY & CASUALTY INSURANCE, COMMERCIAL P&C INSURANCE SALES TO BUSINESSES, 9/13/11. **OUTSIDE INSURANCE, GROUP BENEFITS, 10/28/14. **OUTSIDE INSURANCE; SALES AND SERVICE OF FIXED LIFE INSURANCE, FIXED ANNUITIES AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS' 03/15/2015. **Fixed insurance; Investment Related; Folsom, CA; Broker; Legalshield insurance; Start Date: 07/05/2021; 1 hrs per month; 1 during trading hours. **REAL ESTATE RENTAL POSITION: Rental property NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 4577 Beechwood drive, El Dorado Hills CA 95762, United States DESCRIPTION: renting home to my brother, he is paying rent. **GAF SKYBORNE AVIATION VENTURES LLC POSITION: Partner member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2026 ADDRESS: 4577 Beechwood dr, El Dorado Hills CA 95762-6943, United States DESCRIPTION: this LLC was created as a holding company for an aircraft where it will be used both personally but as a business, when we will be leasing out the aircraft to other companies. **AIRCRAFT EQUIPMENT LEASE POSITION: Aircraft Equipment Lease NATURE: Aircraft Equipment Lease back INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/16/2026 ADDRESS: 4577 beechwood dr, el dorado hills CA 95762, United States DESCRIPTION: WestCorp Financial Services is leasing the aircraft from GAF Skyborne Aviation Ventures LLC, approx 5-6 hours of flight time per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-20
S63 Uniform Securities Agent State Law Examination 2007-10-27
  • S65 Uniform Investment Adviser Law Examination
    2025-05-20
  • S63 Uniform Securities Agent State Law Examination
    2007-10-27
Other Names
  • Alexis Nicole Blagg
  • Alexis Nicole Blagg

View on SEC IAPD

More in Folsom, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor