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Joseph Donald Guest

Raffa Investment Advisers

Washington, DC

Hickory Hills, IL

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Current Employers
Raffa Investment Advisers

Washington, DC • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-11
  • IL RA
    APPROVED
    Since 2021-02-11

Branch Locations

Washington, DC • United States

Hickory Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairhaven Wealth Management, Llc Oak Lawn IL 12/2013 05/2020
Unemployed Hickory Hills IL 06/2020 11/2020
Raffa Investment Advisers Hickory Hills IL 12/2020 Present
  • 12/2013 → 05/2020
    Fairhaven Wealth Management, Llc
    Oak Lawn, IL
  • 06/2020 → 11/2020
    Unemployed
    Hickory Hills, IL
  • 12/2020 → Present
    Raffa Investment Advisers
    Hickory Hills, IL
Previous Registrations
  • 2017-07-03 → 2020-06-01
    Fairhaven Wealth Management, Llc
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-01
  • S65 Uniform Investment Adviser Law Examination
    2017-07-01
Other Names
  • Joseph Donald Guest

View on SEC IAPD

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