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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
| WI | RA | APPROVED | 2024-05-03 |
Branch Locations
3321 Packerland Dr Ste D, De Pere, WI 54115 • United States
2212 E Evergreen Dr, Appleton, WI 54913 • United States
Suamico, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2014 | 05/2017 |
| Raymond James Financial Services Inc | Green Bay | WI | 05/2017 | 02/2018 |
| Raymond James Financial Services Advisors Inc. | Green Bay | WI | 06/2017 | 02/2018 |
| Raymond James Financial Services, Inc. | Green Bay | WI | 02/2018 | 05/2024 |
| Bank Of Luxemburg | Green Bay | WI | 02/2018 | 05/2024 |
| Raymond James Financial Services Advisors Inc. | Green Bay | WI | 03/2018 | 05/2024 |
| National Guardian Life | Luxemburg | WI | 02/2017 | 05/2024 |
| Ameriprise Financial Services, Llc | De Pere | WI | 05/2024 | Present |
Business Ownership; Knotted Chain, LLC; Co-owner; Retail; 3024 Wandering Ct, , Suamico, WI, 54313; Not Investment-Related; 07/27/2023; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Tambourine Operational Support LLC; Employee; Manage advisory business; 3321 Packerland Dr, Suite D, De Pere, WI, 54115; Investment-Related; 10/21/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-25 |
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