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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-02-17 |
Branch Locations
2445 Augustine Dr Suite 150, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 12/2011 | Present |
1) Ponderosa Square Homeowners Association; INVESTMENT RELATED: No; ADDRESS: 42612 Christy Street, Fremont, CA 94538; NATURE: It is a homeowners' association; POSITION: Director; START DATE: 08/01/2026; NUMBER OF HOURS/MONTH: 2 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Help with the board functions that might include approval of budget, make decisions related to day to day running, determine needs of the community and find ways to support the community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-15 |
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