Candice Lin Waxler

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2023
  Edward Jones
  Saint Louis, MO
• 10/2023 → Present
  Janney Montgomery Scott Llc
  Dubois, PA
• 10/2023 → 10/2023
  Janney Montgomery Scott Llc
  Dubois, PA

Previous Registrations

• 2016-06-06 → 2023-10-16
  Edward Jones
  Dubois, PA
  Dubois, PA
  Du Bois, PA
  St Louis, MO
• 2014-08-04 → 2015-04-15
  Cetera Wealth Services, Llc
  Dubois, PA
  Sewickley, PA

Other Businesses

1. Downtown Dubois Group, DuBois, PA. Non-profit organization promoting Dubois downtown area through beautification, economic development, marketing, promotions and fundraising. Vice President (01/2018) - responsibilities are to vote on board motions, help plan fundraisers, discuss ideas for beautification and development for our downtown. Not compensated, not investment related, 2 hours/month. 2. DuBois area United Way, Dubois, PA. Board member (05/2026) - assist with fundraising events and vote on organization matters. Not investment related, not compensated, 5 hours/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-01
• S63 Uniform Securities Agent State Law Examination
  2014-04-30

Other Names

• Candice Lin Fleck