Daniel Lee Spurgeon

Current Employers

Employment History

• 04/2014 → Present
  Commonwealth Financial Services, Llc
  Parkersburg, WV
• 04/2014 → 06/2017
  Lpl Financial, Llc
  Parkersburg, WV
• 06/2017 → 03/2023
  Securities America, Inc.
  Parkersburg, WV
• 06/2017 → 03/2023
  Arbor Point Advisors
  Parkersburg, WV

Previous Registrations

• 2017-06-08 → 2023-04-10
  Arbor Point Advisors
  Parkersburg, WV
  Parkersburg, WV
  Parkersburg, WV
  Parkersburg, WV
• 2014-10-14 → 2017-07-06
  Commonwealth Financial Services, Llc
  Parkersburg, WV
• 2014-05-16 → 2014-12-05
  Lpl Financial Llc
  San Diego, CA
  Parkersburg, WV
  Parkersburg, WV
  Vienna, WV
  Parkersburg, WV
• 2014-04-07 → 2014-04-10
  Edward Jones
  Maryland Heights, MO

Other Businesses

***FAITH LINK POSITION: Board Member NATURE: Volunteer position serving as advisory board member for non profit company Faith Link. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 1037 Market Street, Parkersburg WV 26101 DESCRIPTION: Help plan and fundraise for daily activities of Faith Link. Faith Link helps provide meals and transportation assistance to elderly shut-ins. ***INVESTMENT COMMITTEE MEMBER- PARKERSBURG AREA COMMUNITY FOUNDATION POSITION: Investment Committee Member NATURE: Parkersburg Area Community Foundation Oversee and monitor thethe donor funds that arehandled by 3rd party money managers for the Parkersburg Area Community Foundation. We do not give specific investment advice and we are not compensated. This is only an oversight committee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 1620 Park Ave, Parkersburg WV 26101 DESCRIPTION: Meet typically once per quarter to listen to a presentation given by the 3rd party money managers directly responsible for the investment direction and allocation of the PACF funds. Make decisions as a group based on the recommendations of the 3rd party managers. No investment advice is given by myself or by the rest of the committee. ***INSURANCE POSITION: Financial Advisor NATURE: Fixed insurance, fixed/equity indexed annuities, and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2014 ADDRESS: 585 College Parkway, Parkersburg WV 26105 DESCRIPTION: Fixed insurance, fixed/equity indexed annuities, and life insurance. ***SLES LLC POSITION: Owner NATURE: Rental business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 125 S 4th Street, Marietta OH 45750, United States DESCRIPTION: Rent condo to Physician Assistant students at Marietta College. ***BLACKWATER SOLUTIONS, LLC POSITION: Owner NATURE: Investor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: N/A DESCRIPTION: Silent investor in a fiberoptic installation and construction company. Not currently receiving any salary or distributions.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-04

Designations

Other Names

• Daniel Spurgeon