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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-19
KS RA APPROVED 2015-12-11
MI RA APPROVED 2014-04-21
  • TX RA
    APPROVED
    Since 2021-05-19
  • KS RA
    APPROVED
    Since 2015-12-11
  • MI RA
    APPROVED
    Since 2014-04-21

Branch Locations

32255 Northwestern Hwy Ste 200, Farmington Hills, MI 48334-1574 • United States

Northville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Farmington Hills MI 02/2014 03/2020
Ameriprise Financial Services, Llc Farmington Hills MI 03/2020 Present
Other Businesses

Business Ownership; Michigan Fireworks Company; ; Fireworks retail company; 7367 Fox Hill Ln Northville, MI 48168, ,; Not Investment-Related; 02/02/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Sandbar Lake House LLC; I have no roles or responsibilities to the company, but I do own the house and the loan with my wife.; Real Estate; 7367 Fox Hill Ln, , Northville, MI, 48168; Investment-Related; 06/12/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-18
  • S66 Uniform Combined State Law Examination
    2014-04-18

View on SEC IAPD

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