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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-03-02
  • KS RA
    APPROVED
    Since 2021-03-02

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2014 02/2021
Principal Securities Inc Overland Park KS 02/2021 Present
Principal Life Insurance Company Overland Park KS 02/2021 12/2022
  • 02/2014 → 02/2021
    St. Louis, MO
  • 02/2021 → Present
    Overland Park, KS
  • 02/2021 → 12/2022
    Principal Life Insurance Company
    Overland Park, KS
Previous Registrations
  • 2014-05-27 → 2021-02-04
    St Louis, MO
    Olathe, KS
    Overland Park, KS
Other Businesses

***Fixed Insurance; Investment Related; Overland Park, KS; Agent; Life, Annuities, DI, LTC, Health, Group Life/DI/Health; Start Date: 03/01/2021; 10 hrs per month; 10 during trading hours.***Genesis Fitness; Not Investment Related; Olathe, KS; Swim Coach; Coach swim class; Start Date: 07/01/2016; 10 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-29
  • S66 Uniform Combined State Law Examination
    2014-03-29
Other Names
  • Ben T Custer

View on SEC IAPD

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