Michael Dale Hood

Employer firm

Hood Financial, LLC CRD 301471

$14.3M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hood Financial, Llc

San Diego, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-06-17

CA RA
APPROVED

Since 2019-06-17

Branch Locations

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allegis Investment Advisors, Llc	Idaho Falls	ID	01/2014	06/2018
Ars Investment Advisors, Inc.	San Diego	CA	06/2018	Present
Hood Financial, Llc	San Diego	CA	07/2014	04/2019
Hood Financial, Llc	San Diego	CA	04/2019	Present

01/2014 → 06/2018

Allegis Investment Advisors, Llc

Idaho Falls, ID
06/2018 → Present

Ars Investment Advisors, Inc.

San Diego, CA
07/2014 → 04/2019

Hood Financial, Llc

San Diego, CA
04/2019 → Present

Hood Financial, Llc

San Diego, CA

Previous Registrations

2018-06-04 → 2019-06-10

Ars Investment Advisors, Inc.

San Diego, CA
2014-04-30 → 2018-06-28

Allegis Investment Advisors, Llc

Carlsbad, CA

Idaho Falls, ID

San Diego, CA

Other Businesses

Insurance agent/sales- Hood Financial,LLC, San Diego, CA, approximately 50% of his time on this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-29

S65 Uniform Investment Adviser Law Examination

2014-04-29

Designations

Chartered Financial Consultant

View on SEC IAPD