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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED | 2019-07-03 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 04/2006 | 05/2019 |
| Bofa Securities, Inc. | Washington | DC | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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