Best Investors Account Sign in

Brittney Alexandra Dick

Ubs Financial Services Inc.

Atlanta, GA

Delray Beach, FL

CRD 6293353

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-10
FL RA APPROVED 2019-07-15
  • GA RA
    APPROVED
    Since 2023-10-10
  • FL RA
    APPROVED
    Since 2019-07-15

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc West Palm Beach FL 12/2015 06/2018
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 06/2018 06/2019
Jpmorgan Securities, Llc. Palm Beach Gardens FL 06/2018 06/2019
Ubs Financial Services West Palm Beach FL 06/2019 Present
  • 12/2015 → 06/2018
    Sanford C. Bernstein & Co., Llc
    West Palm Beach, FL
  • 06/2018 → 06/2019
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 06/2018 → 06/2019
    Jpmorgan Securities, Llc.
    Palm Beach Gardens, FL
  • 06/2019 → Present
    Ubs Financial Services
    West Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
  • S66 Uniform Combined State Law Examination
    2018-08-18
Other Names
  • Brittney Alexandra Haynes

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor