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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 03/2014 | 02/2017 |
| Cuna Mutual Group | Waverly | IA | 04/2017 | 02/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2017 | 02/2018 |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2018 | 11/2024 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2018 | 11/2024 |
| Lpl Financial Llc | Danville | IL | 11/2024 | Present |
1- 10/2024 / IHSA / Outside/W-2 Employment / NON INV / 20 HRS MNTH / START 11/01/2009 2- 10/2024 / Terry Smith Financial / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 04/01/2020 3- 10/2024 / Terry Smith Financial Services / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 04/01/2020 4- 10/2024 / Devan & Miranda Fox / Real Estate Rental / INV RLTD / 2 HRS MNTH / 0.12 HRS DURING TRADING / START 04/01/2020 5- 10/2024 / Devan L. Fox Corp S / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 04/01/2024 6- 10/2024 / Fox Venue LLC / Business Owner / NON INV RLTD / 10 HRS MNTH / START 11/1/2023 7- 10/2024 / Blue Cross/Blue Shield / Non-Variable Insurance / INV RLTD / 2 HRS MNTH / 0.12 HRS DURING TRADING / START 04/01/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-23 |
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