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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashford University | Palmyra | PA | 09/2012 | 02/2021 |
| The Hershey Company | Hershey | PA | 08/2015 | 11/2024 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 03/2016 | 12/2016 |
| Northwest Bank | Palmyra | PA | 11/2024 | 02/2025 |
| Lpl Financial | Palmyra | PA | 11/2024 | 02/2025 |
| Fulton Bank | Harrisburg | PA | 02/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Harrisburg | PA | 02/2025 | Present |
| Raymond James Financial Services, Inc. | Harrisburg | PA | 02/2025 | Present |
(1) Name of Business: Fulton Bank Address: 212 Locust St Fl 6, Harrisburg, PA, 17101-1527, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 02/23/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate (2) Name of Business: Fulton Financial Advisors Address: 212 Locust St Fl 6, Harrisburg, PA, 17101-1527, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/23/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate (3) Name of Business: Liberty University - Not a financial institution Address: 412 Mayapple Drive , Annville , PA, 17003, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 12/31/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-27 |
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