Best Investors Account Sign in

Hanh T Nguyen

Wells Fargo Clearing Services, LLC

Harrisburg, PA

Allentown, PA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-07
  • PA RA
    APPROVED
    Since 2021-04-07

Branch Locations

1085 E Park Dr, Harrisburg, PA 17111 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Harrisburg PA 03/2007 Present
Wells Fargo Advisors, Llc. Harrisburg PA 01/2014 11/2016
Wells Fargo Clearing Services, Llc Harrisburg PA 11/2016 Present
  • 03/2007 → Present
    Wells Fargo Bank Na
    Harrisburg, PA
  • 01/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Harrisburg, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Harrisburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-07
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S66 Uniform Combined State Law Examination
    2021-04-07
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11

View on SEC IAPD

Other Firms

SANTANDER SECURITIES LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
INDEPENDENCE SQUARE HOLDINGS, LLC
FIRSTRUST FINANCIAL ADVISORS
EQUITABLE ADVISORS, LLC

Other Investors

Andre Murillo
Charlie Cho
Mohammad Abdul-Fattah
Nicholas Rizzieri
Marcel Andreen Hillary-Smith
Chrysta Gail Grampp
Matthew Wegryn
Naima Bensassi

Other Offices

SANTANDER SECURITIES LLC · Conshohocken, PA
J.P. MORGAN SECURITIES LLC · Conshohocken, PA
CITIZENS SECURITIES, INC. · CONSHOHOCKEN, PA
CETERA INVESTMENT ADVISERS LLC · CONSHOHOCKEN, PA
LPL FINANCIAL LLC · CONSHOHOCKEN, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · Conshohocken, PA
FIRSTRUST FINANCIAL ADVISORS · CONSHOHOCKEN, PA
EQUITABLE ADVISORS, LLC · CONSHOHOCKEN, PA

More in Harrisburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor