Katie Michelle Obermeyer

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-05-21

CO RA
APPROVED

Since 2021-05-21

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds	Centennial	CO	01/2014	07/2019
Charles Schwab & Co., Inc.	Lone Tree	CO	07/2019	Present
Charles Schwab Bank	Lone Tree	CO	07/2019	Present

01/2014 → 07/2019

Oppenheimerfunds

Centennial, CO
07/2019 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
07/2019 → Present

Charles Schwab Bank

Lone Tree, CO

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-21

S66 Uniform Combined State Law Examination

2021-05-21

View on SEC IAPD