Vernon Moses

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-06-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Gastonia	NC	01/2014	03/2019
Bank Of America, N.A.	Gastonia	NC	07/2014	03/2019
Bb&T Securities, Llc	Richmond	VA	04/2019	03/2021
Bb&T Bank	Charlotte	NC	04/2019	03/2021
Truist Investment Services, Inc.	Charlotte	NC	02/2021	03/2021
Truist Advisory Services, Inc.	Atlanta	GA	02/2021	03/2021
Fidelity Investments	Jacksonville	FL	03/2021	03/2026
Fidelity Investments	Boston	MA	03/2025	03/2026
Pnc Bank	Charlotte	NC	06/2026	Present
Pnc Wealth Management	Charlotte	NC	06/2026	Present

01/2014 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gastonia, NC
07/2014 → 03/2019

Bank Of America, N.A.

Gastonia, NC
04/2019 → 03/2021

Bb&T Securities, Llc

Richmond, VA
04/2019 → 03/2021

Bb&T Bank

Charlotte, NC
02/2021 → 03/2021

Truist Investment Services, Inc.

Charlotte, NC
02/2021 → 03/2021

Truist Advisory Services, Inc.

Atlanta, GA
03/2021 → 03/2026

Fidelity Investments

Jacksonville, FL
03/2025 → 03/2026

Fidelity Investments

Boston, MA
06/2026 → Present

Pnc Bank

Charlotte, NC
06/2026 → Present

Pnc Wealth Management

Charlotte, NC

2025-03-31 → 2026-03-26

Strategic Advisers Llc

Huntersville, NC

Boston, MA
2021-05-07 → 2025-03-31

Fidelity Personal And Workplace Advisors

Huntersville, NC
2021-02-17 → 2021-03-08

Truist Advisory Services, Inc.

Atlanta, GA
2019-04-03 → 2021-02-17

Bb&T Securities, Llc

Charlotte, NC

Charlotte, NC

Richmond, VA
2014-06-05 → 2019-03-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Gastonia, NC

Belmont, NC

Charlotte, NC

Belmont, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-04

Other Firms