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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
Bentonville, AR • United States
240 S. Main Street Suite 323, Bentonville, AR 72712 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
1649 State Hwy 248 Suite 100, Branson, MO 65616 • United States
240 S. Main Street Suite 324, Bentonville, AR 72712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2015 | 02/2018 |
| Northwestern Mutual Investment Services Llc | Springfield | MO | 07/2015 | 02/2018 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2018 | 01/2022 |
| Prudential Insurance Company Of America | Branson | MO | 01/2022 | Present |
| Pruco Securities, Llc. | Branson | MO | 01/2022 | 11/2024 |
| Lpl Enterprise, Llc | Branson | MO | 11/2024 | Present |
1) 10/31/2024- Oz Investments, LLC- Real Estate Rental- We own a nightly rental, my wife manages it and rents it out- INV Related- At Bentonville, AR- Start date 10/31/2024- 1 HRS MTH- 0 HRS During Trading 2) 11/11/2024- Guardian Insurance- Non-Variable Insurance- I use Guardian occasionally to write long term disability for clients- INV Related- At Bentonville, AR- Start date 01/01/2023- 1 HRS MTH- 1 HRS During Trading 3) 11/11/2024- Oz Investments LLC- Real Estate Rental- Nightly rental home, my wife manages the property- INV Related- At Bentonville, AR- Start date 10/01/2024- 1 HRS MTH- 1 HRS During Trading 4) 11/11/2024-Robbins Financial- DBA for LPL Business (entity for LPL business)- Financial Planner for LPL and Prudential- INV Related- At Bentonville, AR- Start date 05/01/2023- 200 HRS MTH- 155 During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-08 |
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