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Tyler Schroeder

Fisher\Smb

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-08

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Cedar Rapids IA 07/2015 09/2017
Transamerica Retirement Solutions Mechanicsville IA 09/2017 01/2022
Transamerica Investors Securities Corporation Mechanicsville IA 09/2017 01/2022
Fisher Investments Plano TX 02/2022 07/2024
Fisher Retirement Solutions Llc Plano TX 07/2024 Present
  • 07/2015 → 09/2017
    Transamerica Retirement Solutions
    Cedar Rapids, IA
  • 09/2017 → 01/2022
    Transamerica Retirement Solutions
    Mechanicsville, IA
  • 09/2017 → 01/2022
    Transamerica Investors Securities Corporation
    Mechanicsville, IA
  • 02/2022 → 07/2024
    Fisher Investments
    Plano, TX
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-05
S63 Uniform Securities Agent State Law Examination 2017-09-26
  • S65 Uniform Investment Adviser Law Examination
    2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-26
Other Names
  • Tyler William Schroeder

View on SEC IAPD

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