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Spencer Price Cunningham

LPl Financial LLC

Mason City, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-16
  • IL RA
    APPROVED
    Since 2021-02-16

Branch Locations

104 W. Pine St, Mason City, IL 62664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 07/2017 09/2019
Wells Fargo Clearing Services Saint Louis MO 05/2014 03/2018
Mason City National Bank Mason City IL 09/2019 Present
Lpl Financial Llc Mason City IL 02/2021 Present
  • 07/2017 → 09/2019
    Wells Fargo Clearing Services
    St Louis, MO
  • 05/2014 → 03/2018
    Wells Fargo Clearing Services
    Saint Louis, MO
  • 09/2019 → Present
    Mason City National Bank
    Mason City, IL
  • 02/2021 → Present
    Mason City, IL
Previous Registrations
Other Businesses

1) 5/5/2021 - Mason City National Bank - DBA: MCNB Investment Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/22/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 2) 05/12/2022 - No Business Name- Investment Related - At Reported Business Location(s) - Notary Public - Notary - Start Date - 05/16/2022- 1 Hours Per Month/ 1 Hours During Securities Trading 3) 08/28/2023 - Mason City National Bank - Financial Institution Duty - Co-CEO - Investment Related - At Reported Business Location(s) - Start Date 09/16/2019 - 144 Hours Per Month/ 130 Hours During Trading 4) 09/21/2023 - Laflen-Cunningham Insurance and Investment Services LLC - Insurance Agency - Not Investment Related - At Reported Business Location(s) - Start Date 03/15/2022 - 4 Hours Per Month/ 2 Hours During Trading 5) 10/23/2024 - Mason City Bancorp, Inc. - For-Profit Board Member - Not investment Related - At Reported Business Location(s) - Start Date 10/019/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31

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