Andrew Chi-yan Yee

Employer firm

Barnes Pettey Financial Advisors, LLC CRD 142944

$1.31B regulatory AUM 95 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Barnes Pettey Financial Advisors, Llc

252 Sunflower Avenue, Clarksdale, MS 38614 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-11
MS	RA	APPROVED	2007-10-01

TX RA
APPROVED

Since 2016-11-11
MS RA
APPROVED

Since 2007-10-01

Branch Locations

252 Sunflower Avenue, Clarksdale, MS 38614 • United States

Oxford, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services	Clarksdale	MS	04/2007	07/2025
Barnes Pettey Financial Advisors, Llc	Clarksdale	MS	03/2006	Present

04/2007 → 07/2025

Raymond James Financial Services

Clarksdale, MS
03/2006 → Present

Barnes Pettey Financial Advisors, Llc

Clarksdale, MS

Other Businesses

Licensed Independent Life Insurance Agent -Accident & Health or Sickness, Life, Variable Life and Variable Annuity - investment related: yes, less than 5 hours a week dedicated to this activity, minimal during trading hours. Mr. Yee owns 50% of Bayou Bluffs, LLC., located at 700 Bluff Lane. This LLC holds undeveloped land, this is not investment advisory related, however it is a personal investment. He dedicates less than 1 percent of his time to this venture, outside of business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-12

S66 Uniform Combined State Law Examination

2007-09-12

Designations

Certified Financial Planner

Other Names

Andrew Yee

View on SEC IAPD