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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | White Plains | NY | 01/2014 | 09/2019 |
| New York Life Insurance Company | White Plains | NY | 10/2013 | 09/2019 |
| Unemployed | Norwalk | CT | 09/2019 | 05/2020 |
| Massmutual Life Insurance Co | Norwalk | CT | 05/2020 | 07/2021 |
| Mml Investors Services, Llc | Norwalk | CT | 05/2020 | 07/2021 |
| Pruco Securities, Llc. | White Plaines | NY | 07/2021 | 03/2023 |
| Prudential Insurance Company Of America | White Plaines | NY | 07/2021 | 03/2023 |
| Park Avenue Securities | New Haven | CT | 04/2023 | 07/2026 |
| Guardian Life Insurance Company | New Haven | CT | 04/2023 | 07/2026 |
| Guardian Life Insurance Company | Stamford | CT | 07/2026 | Present |
| Park Avenue Securities | Stamford | CT | 07/2026 | Present |
1) Legacy as a Benefit LLC, Start Date: 4/30/2026, Nature: DBA, Address: 30 Morehouse Lane, Norwalk, CT 06850, Duties: Owner of this LLC to conduct Guardian and PAS business as a DBA, 40 total hours per month; 0 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-24 |
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